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11
titles matched:
Financial Industry Regulatory Authority -- Rules and practice.
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1.
Securities offerings, 2016 : a public offering : how it is done / chair, LizabethAnn R. Eisen.
New York, New York : Practising Law Institute, [2016]
2.
Seventeenth annual private equity forum / chair, Yukako Kawata.
New York, New York : Practising Law Institute, [2016]
3.
Securities offerings, 2015 : a public offering : how it is done / chair, LizabethAnn R. Eisen.
New York, New York : Practising Law Institute, [2015]
4.
Fundamentals of broker-dealer regulation, 2015 / chair, Clifford E. Kirsch.
New York, New York : Practising Law Institute, [2015]
5.
Private placements and hybrid securities offerings, 2015 / chair, Anna T. Pinedo.
New York, New York : Practising Law Institute, [2015]
6.
Private placements and other financing alternatives, 2014 / chair, Anna T. Pinedo.
New York, New York : Practising Law Institute, [2014]
7.
How to prepare an initial public offering, 2014 / co-chairs, Deanna L. Kirkpatrick, Laird H. Simons III.
New York, New York : Practising Law Institute, [2014]
8.
Broker-dealer and adviser regulatory compliance forum, 2012 / chair, Clifford E. Kirsch.
New York, N.Y. : Practising Law Institute, c2012.
9.
Understanding financial products, 2012 / co-chairs, Clifford E. Kirsch, Robert S. Risoleo.
New York, NY : Practising Law Institute, c2012.
10.
Hedge fund enforcement & regulatory developments, 2012 / chair, Barry R. Goldsmith.
New York, NY : Practising Law Institute, c2012.
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