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Item Information
Holdings
Subjects
United States. Securities Act of 1933.
United States. Securities and Exchange Commission -- Rules and practice.
Securities.
Asset-backed financing.
Collateralized mortgage obligations.
Bankruptcy.
Industrial equipment leases.
Automobile leasing and renting.
Mutual funds.
Insurance policies.
Variable annuities.
Life insurance.
Hedge funds.
Privately placed securities.
Stockholders.
Capital -- Finance.
Investment advisors.
Investments -- Taxation.
Financial instruments.
Browse Catalog
by title:
Understanding financ...
MARC Display
Understanding financial products, 2016 / co-chairs, Mary Joan Hoene, Robert S. Risoleo.
New York, New York : Practising Law Institute, [2016]
Subjects
United States. Securities Act of 1933.
United States. Securities and Exchange Commission -- Rules and practice.
Securities.
Asset-backed financing.
Collateralized mortgage obligations.
Bankruptcy.
Industrial equipment leases.
Automobile leasing and renting.
Mutual funds.
Insurance policies.
Variable annuities.
Life insurance.
Hedge funds.
Privately placed securities.
Stockholders.
Capital -- Finance.
Investment advisors.
Investments -- Taxation.
Financial instruments.
Description:
747 pages : illustrations, portraits, charts ; 23 cm.
Contents:
Regulatory Framework of Securities Act Registration / Gary M Brown Chief Executive Officer, CMG Life Services Inc. -- Asset Backed Securities Disclosure and Regulation: SEC Adopts Revisions to Regulation AB and Other Rules Governing the Offering Process, Disclosure and Reporting for Asset Backed Securities (2014) / Robert S Risoleo Sullivan & Cromwell LLP -- Securities Act Registration Exemptions / Gary M Brown Chief Executive Officer, CMG Life Services Inc. -- Resales of Securities Under the Securities Act / Gary M Brown Chief Executive Officer, CMG Life Services Inc. -- Introduction to Life Settlements / Gary M Brown Chief Executive Officer, CMG Life Services Inc. -- Mortgage Related Products and CDOs (January 2015) (PowerPoint slides) / Rebecca J Simmons Sullivan & Cromwell LLP Chris M Gavin Perkins Coie LLP -- Securitization of Equipment and Auto Leases / Stuart M Litwin Mayer Brown LLP -- Closed End Funds and Business Development Companies / Eric S. Purple Partner, K&L Gates LLP -- Regulation of ETFs and Other Exchange Traded Products / W. Thomas Conner Pierpont Securities -- Mutual Funds and Other Registered Investment Companies: Historical Overview / Mary Joan Hoene Carter Ledyard & Milburn LLP -- Distribution of Mutual Funds: Regulatory Framework and Current Issues (November 20, 2015) / Paul G Cellupica Managing Director and General Counsel, TIAA CREF Financial Services -- A Practitioner s Guide to Contemporary Variable Insurance Product Regulation / W. Thomas Conner Pierpont Securities -- Understanding Financial Products 2016: Hedge Funds / Scott J Lederman Managing Director, Grosvenor Capital Management LP -- Ethical Considerations for Securities Lawyers / Charles F Walker Skadden Arps Slate Meagher & Flom LLP Katherine V Lesker Skadden Arps Slate Meagher & Flom LLP.
Notes:
"Prepared for distribution at the Understanding Financial Products 2016 Program, New York City, January 28-29, 2016"--Page 5.
"#149470."--Spine
Copy/Holding information
Location
Collection
Call No.
Status
Lawrence Law Library
U.S. Law
KF1066 .U52 2016
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