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 Subjects
 
  •  
  • United States. Securities Act of 1933.
     
  •  
  • United States. Securities and Exchange Commission -- Rules and practice.
     
  •  
  • Securities.
     
  •  
  • Asset-backed financing.
     
  •  
  • Collateralized mortgage obligations.
     
  •  
  • Bankruptcy.
     
  •  
  • Industrial equipment leases.
     
  •  
  • Automobile leasing and renting.
     
  •  
  • Mutual funds.
     
  •  
  • Insurance policies.
     
  •  
  • Variable annuities.
     
  •  
  • Life insurance.
     
  •  
  • Hedge funds.
     
  •  
  • Privately placed securities.
     
  •  
  • Stockholders.
     
  •  
  • Capital -- Finance.
     
  •  
  • Investment advisors.
     
  •  
  • Investments -- Taxation.
     
  •  
  • Financial instruments.
     
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  •  Understanding financ...
     
     
     
     MARC Display
    Understanding financial products, 2016 / co-chairs, Mary Joan Hoene, Robert S. Risoleo.
    New York, New York : Practising Law Institute, [2016]
    Subjects
  • United States. Securities Act of 1933.
  •  
  • United States. Securities and Exchange Commission -- Rules and practice.
  •  
  • Securities.
  •  
  • Asset-backed financing.
  •  
  • Collateralized mortgage obligations.
  •  
  • Bankruptcy.
  •  
  • Industrial equipment leases.
  •  
  • Automobile leasing and renting.
  •  
  • Mutual funds.
  •  
  • Insurance policies.
  •  
  • Variable annuities.
  •  
  • Life insurance.
  •  
  • Hedge funds.
  •  
  • Privately placed securities.
  •  
  • Stockholders.
  •  
  • Capital -- Finance.
  •  
  • Investment advisors.
  •  
  • Investments -- Taxation.
  •  
  • Financial instruments.
  • Description: 
    747 pages : illustrations, portraits, charts ; 23 cm.
    Contents: 
    Regulatory Framework of Securities Act Registration / Gary M Brown Chief Executive Officer, CMG Life Services Inc. -- Asset Backed Securities Disclosure and Regulation: SEC Adopts Revisions to Regulation AB and Other Rules Governing the Offering Process, Disclosure and Reporting for Asset Backed Securities (2014) / Robert S Risoleo Sullivan & Cromwell LLP -- Securities Act Registration Exemptions / Gary M Brown Chief Executive Officer, CMG Life Services Inc. -- Resales of Securities Under the Securities Act / Gary M Brown Chief Executive Officer, CMG Life Services Inc. -- Introduction to Life Settlements / Gary M Brown Chief Executive Officer, CMG Life Services Inc. -- Mortgage Related Products and CDOs (January 2015) (PowerPoint slides) / Rebecca J Simmons Sullivan & Cromwell LLP Chris M Gavin Perkins Coie LLP -- Securitization of Equipment and Auto Leases / Stuart M Litwin Mayer Brown LLP -- Closed End Funds and Business Development Companies / Eric S. Purple Partner, K&L Gates LLP -- Regulation of ETFs and Other Exchange Traded Products / W. Thomas Conner Pierpont Securities -- Mutual Funds and Other Registered Investment Companies: Historical Overview / Mary Joan Hoene Carter Ledyard & Milburn LLP -- Distribution of Mutual Funds: Regulatory Framework and Current Issues (November 20, 2015) / Paul G Cellupica Managing Director and General Counsel, TIAA CREF Financial Services -- A Practitioner s Guide to Contemporary Variable Insurance Product Regulation / W. Thomas Conner Pierpont Securities -- Understanding Financial Products 2016: Hedge Funds / Scott J Lederman Managing Director, Grosvenor Capital Management LP -- Ethical Considerations for Securities Lawyers / Charles F Walker Skadden Arps Slate Meagher & Flom LLP Katherine V Lesker Skadden Arps Slate Meagher & Flom LLP.
    Notes: 
    "Prepared for distribution at the Understanding Financial Products 2016 Program, New York City, January 28-29, 2016"--Page 5.
    "#149470."--Spine
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    Copy/Holding information
    LocationCollectionCall No.Status 
    Lawrence Law LibraryU.S. LawKF1066 .U52 2016Checked InRequest Copy
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