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Item Information
 HoldingsHoldings
 
 
 Subjects
 
  •  
    		• United States. Securities Act of 1933.
     
  •  
    		• United States. Securities and Exchange Commission -- Rules and practice.
     
  •  
    		• Securities.
     
  •  
    		• Asset-backed financing.
     
  •  
    		• Collateralized mortgage obligations.
     
  •  
    		• Bankruptcy.
     
  •  
    		• Industrial equipment leases.
     
  •  
    		• Automobile leasing and renting.
     
  •  
    		• Mutual funds.
     
  •  
    		• Insurance policies.
     
  •  
    		• Variable annuities.
     
  •  
    		• Life insurance.
     
  •  
    		• Hedge funds.
     
  •  
    		• Privately placed securities.
     
  •  
    		• Stockholders.
     
  •  
    		• Capital -- Finance.
     
  •  
    		• Investment advisors.
     
  •  
    		• Investments -- Taxation.
     
  •  
    		• Financial instruments.
     
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  •  
    		•  Understanding financ...
     
     
     
     MARC Display
    Understanding financial products, 2015 / co-chairs, Mary Joan Hoene, Robert S. Risoleo.
    New York, New York : Practising Law Institute, [2015]
    Subjects
  • United States. Securities Act of 1933.
    •  
  • United States. Securities and Exchange Commission -- Rules and practice.
    •  
  • Securities.
    •  
  • Asset-backed financing.
    •  
  • Collateralized mortgage obligations.
    •  
  • Bankruptcy.
    •  
  • Industrial equipment leases.
    •  
  • Automobile leasing and renting.
    •  
  • Mutual funds.
    •  
  • Insurance policies.
    •  
  • Variable annuities.
    •  
  • Life insurance.
    •  
  • Hedge funds.
    •  
  • Privately placed securities.
    •  
  • Stockholders.
    •  
  • Capital -- Finance.
    •  
  • Investment advisors.
    •  
  • Investments -- Taxation.
    •  
  • Financial instruments.
    • Description: 
    826 pages : illustrations, portraits, charts ; 23 cm.
    Contents: 
    Regulatory Framework of Securities Act Registration / Gary M Brown CMG Life Services, Inc. -- Securities Act Registration Exemptions / Gary M Brown CMG Life Services, Inc. -- Resales of Securities Under the Securities Act / Gary M Brown CMG Life Services, Inc. -- ABS Shelf Eligibility Criteria: SEC Re proposes Shelf Eligibility Criteria for Asset Backed Securities (September 1, 2011) / Robert S Risoleo Sullivan & Cromwell LLP -- Asset Backed Securities Disclosure and Regulation: SEC Adopts Revisions to Regulation AB and Other Rules Governing the Offering Process, Disclosure and Reporting for Asset Backed Securities / Robert S Risoleo Sullivan & Cromwell LLP -- An Overview of Insolvency Statutes Affecting Major Derivatives Market Participants / Rebecca J Simmons Sullivan & Cromwell LLP -- Introduction to Life Settlements / Gary M Brown CMG Life Services, Inc. -- Recent CDO and RMBS Litigation / Hannah Berkowitz Murphy & McGonigle, P.C. -- Securitization of Equipment and Auto Leases / Stuart M Litwin Mayer Brown LLP -- Mutual Funds and Other Registered Investment Companies: Historical Overview / Mary Joan Hoene Carter Ledyard & Milburn LLP -- A Practitioner s Guide to Contemporary Variable Insurance Product Regulation / W Thomas Conner Reed Smith LLP -- Regulation of ETFS and Other Exchange Traded Products / W Thomas Conner Reed Smith LLP -- Forming, Organizing and Operating a Mutual Fund: Legal and Practical Considerations (February 2014) / Laurin Blumenthal Kleiman Sidley Austin LLP Carla G Teodoro Sidley Austin LLP -- Distribution of Mutual Funds: Regulatory Framework and Current Issues (October 27, 2014) / Paul G Cellupica Chief Counsel Americas, MetLife, Inc. -- Hedge Funds / Scott J Lederman Grosvenor Capital Management LP -- Understanding Financial Products 2015: Hedge Funds and Other Private Funds / Tram N Nguyen Stroock & Stroock & Lavan LLP -- Contingent Capital Securities (2014) / Robert S Risoleo Sullivan & Cromwell LLP -- Frequently Asked Questions FINRA Rule 2111 (Suitability) / Robert L.D. Colby Chief Legal Officer, FINRA
    Notes: 
    "#58724."--Spine
    "Prepared for distribution at the Understanding Financial Products 2015 Program, New York City, January 5-6, 2015"--Page 5.
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    Copy/Holding information
    LocationCollectionCall No.Status 
    Hampshire Law Library (Northampton)U.S. LawKF1066 .U52 2015Checked InRequest Copy
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